2017年CFA三級(jí)成績(jī)公布已經(jīng)有一段時(shí)間了，通過CFA三級(jí)的考生在后臺(tái)咨詢高頓CFA關(guān)于CFA持證人申請(qǐng)問題，下面關(guān)于CFA持證人申請(qǐng)所需要工作經(jīng)驗(yàn)說明以及CFA持證人申請(qǐng)流程。許多學(xué)員在申請(qǐng)CFA之前會(huì)有很多關(guān)于工作經(jīng)驗(yàn)方面的問題，下面高頓CFA小編就將大家所反映的問題整理，一一為大家解答。
 
　　申請(qǐng)成為CFA持證人需要多少年的工作經(jīng)驗(yàn)?
　　在通過CFA三級(jí)考試后，需要4年(48個(gè)月)被認(rèn)可的專業(yè)工作經(jīng)驗(yàn)，不論是參加CFA考試前、考試中、考試后積累的工作經(jīng)驗(yàn)，都是被認(rèn)可的。
 
　　被認(rèn)可的工作經(jīng)驗(yàn)有哪些?
　　認(rèn)可的工作經(jīng)驗(yàn)包括：直接參與投資決策過程或者為投資決策過程提供支持等相關(guān)工作。
CFA協(xié)會(huì)認(rèn)可工作職位,CFA持證人申請(qǐng)流程,cfa協(xié)會(huì)認(rèn)可職位描述
　　參見以下職位列表和相關(guān)工作經(jīng)驗(yàn)的描述：
　　職位列表舉例
　　職位本身的名稱不能直接決定是否被CFA協(xié)會(huì)認(rèn)可，主要是日常工作中涉及到的職務(wù)內(nèi)容必須50%以上和投資決策相關(guān)的才是被認(rèn)可。如果所從事的工作在以下舉例的職位以外，但工作中涉及的職務(wù)內(nèi)容和投資決策相關(guān)，亦可提供詳細(xì)的工作經(jīng)驗(yàn)給CFA協(xié)會(huì)，也是被認(rèn)可的。
 
　　Client Service Representative or Relationship Manager
　　CFAI（CFA Institute,the same below) Description: "Responsible for all activities related to investment firm client service, including: communicating investment performance and strategy to clients and serving as a lesson between client and portfolio manager."
 
　　Compliance Analyst or Compliance Officer
　　CFAI Description: "Responsible for ensuring investment firm’s adherence to applicable laws, regulations and professional standards of practice."
 
　　Investment Consultant
　　CFAI Description: "Provides investment consulting services, including developing investment policy statements; formulating and delivering investment reviews, conducting asset allocation studies, managing client relationships; monitoring investment performance."
 
　　Corporate Chief Financial Officer
　　CFAI Description: "Responsible for determining structure and funding needs through equity, debt, and alternative investments; *uating financial fundamentals, and making capital investment decisions."
 
　　Corporate Finance Analyst
　　CFAI Description: "Analyze financial fundamentals and capital needs for ongoing corporate operations and/or new projects; conduct long range financial planning; analyze and value possible mergers and acquisitions, asset sales and capital investment decisions. Determine and recommend funding strategies through various
　　security or financing options."
 
　　Investment Banking Analyst
　　CFAI Description: "Analyze and value securities for public offering; target and value mergers and acquisitions for corporate clients."
 
　　Derivatives Analyst
　　CFAI Description: "Formulate strategies and valuations for derivative securities."
 
　　Economist
　　CFAI Description: "Develop economic outlooks to be used in the formulation of investment strategies and portfolio structuring."
 
　　Institutional Sales Professional or Business Development
　　CFAI Description: "Cultivate new business opportunities by marketing investment products to institutional investors. Execute trades and convey research of securities and strategies to institutional investors."
 
　　Investment Strategist
　　CFAI Description: "Apply investment knowledge to develop and analyze investment strategies designed to achieve investor goals as part of the overall investment process."
 
　　Portfolio Manager
　　CFAI Description: "Manage clients’ investment portfolios. Responsible for investment decision-making, including security selection, industry/sector selection and portfolio construction."
 
　　Private Client Investment Advisor
　　CFAI Description: "Manage portfolios of high net-worth clients. Identify investor objectives and develop investment policies. Manage client relationships."
 
　　Professor/Instructor
　　CFAI Description: "Academic, full-time professor or instructor at a college or university teaching investments, finance and/or economics. Other “business” course instruction does not qualify for the award of the CFA Charter."
 
　　Quantitative Investment or Risk Analyst
　　CFAI Description: "Conduct quantitative research and/or performance attribution analysis to assist portfolio managers and traders with investment decisions and risk management. Supply portfolio managers with analytical tools needed for portfolio management."
 
　　Real Estate Investment Manager
　　CFAI Description: "In the context of diversified securities portfolios, specialize in the management of real estate investments, including, developing investment policies and monitoring performance."
 
　　Regulator/Supervisor of Investment Firm
　　CFAI Description: "Oversee legal/regulatory compliance matters, perform due diligence and ensure firm compliance with all applicable federal securities laws, state statutes, regulatory agencies, and investment laws. Review and maintain investment contracts, registration statements, regulatory filings and documents."
 
　　Security/Investment Analyst
　　CFAI Description: "Analyze, value, and recommend securities in one or more asset classes (equity, fixed income, alternative investments, or derivatives)."
 
　　Securities Trader
　　CFAI Description: "Execute buy and sell transactions in investment securities. Develop and disseminate information about markets and the trading environment to securities dealers and portfolio managers."
 
　　Valuator of Closely Held Business
　　CFAI Description: "Value business/company/corporation where stock is thinly traded (or privately held) and for which the market offers limited buyers/sellers. Analyze financial statements, accounting methods, capital budget projects, acquisitions and asset sales."
 
　　Venture Capital Analyst
　　CFAI Description: "Conduct market research and analysis to solicit/raise capital for equity or debt funding, mergers, capital leasing, acquisitions or divestitures."
　　真正成為一名CFA Charter holder，需要符合如下4個(gè)條件：
　　1.同意并準(zhǔn)守CFA職業(yè)道德操守與專業(yè)行為準(zhǔn)則。
　　2.依次通過CFA三個(gè)級(jí)別的考試。
　　3.具備4年CFA協(xié)會(huì)認(rèn)可的工作經(jīng)歷（何為認(rèn)可的工作經(jīng)歷，后文會(huì)詳細(xì)描述）。
　　4.申請(qǐng)并加入所在地分會(huì)并成為CFA正式會(huì)員。
 
　　CFA提交charter holder member申請(qǐng)后，一般多久能批準(zhǔn)?
　　正常你在完成“步驟6+2”之后，申請(qǐng)人將會(huì)收到協(xié)會(huì)最終的確認(rèn)郵件。6-8周后Printed Charter會(huì)快遞到你手中。
 
　　高頓CFA小編給大家詳細(xì)介紹一下“步驟6+2”
　　Step 1
　　Personal Profile Update更新個(gè)人信息（難度★）這部分的填寫非常容易，請(qǐng)根據(jù)個(gè)人信息如實(shí)準(zhǔn)確填寫即可。
 
　　需要提請(qǐng)關(guān)注兩點(diǎn)：
　　表格中有Display Name Format的選項(xiàng)（Family name, Given name OR Given name, Family name），申請(qǐng)人可以根據(jù)個(gè)人喜好和習(xí)慣選擇在CFA證書上自己姓名的出場(chǎng)順序申請(qǐng)?zhí)峤缓髤f(xié)會(huì)很有可能通過電話或電子郵件的形式與你個(gè)人取得聯(lián)系。例如對(duì)你提交工作經(jīng)驗(yàn)中有不明確的地方就可能通過電話或郵件請(qǐng)你作出進(jìn)一步的解釋。因此請(qǐng)?jiān)谏暾?qǐng)期間保持通訊暢通并時(shí)常查看。
 
　　Step 2
　　Addresses更新通訊地址（難度★）
　　在你成為一名CFA持證人之后，協(xié)會(huì)每月都會(huì)向你郵寄CFA的雜志和資料，請(qǐng)確保地址信息錄入準(zhǔn)確。
 
　　Step3
　　Education 教育背景（難度★★）
　　申請(qǐng)人需要擁有本科學(xué)位或大學(xué)的學(xué)習(xí)年限和在投資決策領(lǐng)域的工作時(shí)間合計(jì)滿4年等同于獲得本科學(xué)位。此部分請(qǐng)根據(jù)個(gè)人情況如實(shí)填寫即可。
 
　　Step4
　　Work Experience 更新工作經(jīng)歷（難度★★★★）CFA協(xié)會(huì)對(duì)工作經(jīng)驗(yàn)的要求是非常嚴(yán)格的。他不在乎你的公司名氣有多大或你個(gè)人的title有多高，協(xié)會(huì)關(guān)注的是你工作的實(shí)質(zhì)。簡(jiǎn)單來說如果你所從事的工作是利用經(jīng)濟(jì)的、統(tǒng)計(jì)的或財(cái)務(wù)的數(shù)據(jù)進(jìn)行投資分析、研究、決策或投資管理，這樣才是CFA協(xié)會(huì)認(rèn)可的工作經(jīng)歷。
 
　　Step5
　　elect society添加申請(qǐng)人的所在地協(xié)會(huì)（難度★）這里的默認(rèn)選項(xiàng)為學(xué)員所在地的分會(huì)。
 
　　Step6
　　Reference 提供推薦人信息（難度★★）
　　推薦人的數(shù)量及資質(zhì)要求：申請(qǐng)人只要找到三名認(rèn)識(shí)并了解你的人做推薦即可，三名人士不需要是CFA的持證人。如果三人中有一人為持證人并且和被推薦人隸屬同一分會(huì)的話這時(shí)申請(qǐng)人只需兩名推薦人即可。
　　如果三人中有一人持證并且和被推薦人隸屬同一分會(huì)的話這時(shí)申請(qǐng)人只需兩名推薦人即可(同一分會(huì)指的是申請(qǐng)人和推薦人所在同一地區(qū)而非同一國(guó)家的分會(huì)。
 
　　例：如果申請(qǐng)人在北京，推薦人之一隸屬CFA BEIJING那么申請(qǐng)人只需2個(gè)推薦人即可）如果申請(qǐng)人和推薦人都隸屬同一國(guó)家CFA CHINA，一個(gè)在CFA BEIJING另一個(gè)在CFA SHANGHAI的話這時(shí)仍然需要三名推薦人做推薦。
　　如下圖在這里只需填寫推薦人的姓名和郵箱信息然后點(diǎn)擊“send email”，協(xié)會(huì)會(huì)立即將相關(guān)確認(rèn)問題發(fā)送給你選擇的推薦人。

 
 
　　高頓財(cái)經(jīng)CFA第一時(shí)間收到學(xué)員的喜訊，高頓CFA三級(jí)學(xué)習(xí)群里面，通過的消息被刷屏。截止今日中午，高頓CFA統(tǒng)計(jì)CFA學(xué)員通過人數(shù)和成績(jī)，高頓CFA三級(jí)通過人數(shù)再次被刷新，創(chuàng)高頓歷史新高。CFA三級(jí)作為 CFA的最后一級(jí)考試，通過三級(jí)意味著即將成為CFA charter holder。高頓CFA三級(jí)面授班成為歷年三級(jí)考生中，通過CFA全部考試人數(shù)最多的一次。